Thornbridge Investment Management LLP

• Principal Place of Business

  13 Austin Friars

  London

  EC2N 2HE

  UNITED KINGDOM

  Phone

  +442039724510

  Web

  http://www.thornbridge.com

• Complaints Contact

  13 Austin Friars

  London

  EC2N 2HE

  UNITED KINGDOM

  Phone

  +442039724510

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Helen Murphy

  IRN HJB00010

  • [FCA CF] Client dealing (9 Dec 2020 to 25 May 2023)
• Helin Kaya Sendil

  IRN HXK01649

  • CF1 Director (AR) (23 Mar 2018 to 18 Nov 2019)
  • CF30 Customer (7 Feb 2018 to 18 Nov 2019)
• Henning Behre

  IRN HXB01211

  • CF1 Director (AR) (since 14 Oct 2024)
  • CF30 Customer (since 14 Oct 2024)
• Henrietta Irving

  IRN HXI28059

  • CF30 Customer (31 Jan 2020 to 1 Jul 2020)
• Henry Alexander John Francklin

  IRN HAF01028

  • CF30 Customer (since 13 Sep 2024)
  • CF1 Director (AR) (since 13 Sep 2024)
• Henry Davies

  IRN HXD01344

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (2 Aug 2018 to 8 Dec 2019)
• Hercules Anastase

  IRN HXA01042

  • CF30 Customer (19 Dec 2017 to 2 Feb 2021)
• Hermanus Christiaan Steyn

  IRN HXS17364

  • CF1 Director (AR) (11 Jul 2022 to 22 Mar 2024)
  • CF30 Customer (22 Jul 2019 to 22 Oct 2020)
• Hristiyan Dimitrov Hristov

  IRN HXH10906

  • CF30 Customer (29 Jan 2019 to 3 Apr 2019)
• Hugh John Grootenhuis

  IRN HJG01017

  • CF4 Partner (AR) (26 Sep 2018 to 17 Nov 2020)
  • CF30 Customer (13 Jul 2017 to 17 Nov 2020)

• MCD Capital Ltd. (no longer appointed)

  FRN 1014764 · Appointed 10 Jul 2024 · Until 3 Sep 2025

• V'OCEAN CAPITAL UK LTD (no longer appointed)

  FRN 1007997 · Appointed 1 Mar 2024 · Until 11 Jul 2025

• Beachstone Capital Partners LLP (no longer appointed)

  FRN 1004597 · Appointed 21 Nov 2023 · Until 9 Sep 2024

• Arrow Quantum Partners LLP (no longer appointed)

  FRN 833735 · Appointed 2 Aug 2022 · Until 14 Nov 2023

• Prescient Financial Services Group Limited (no longer appointed)

  FRN 845869 · Appointed 20 May 2022 · Until 22 Mar 2024

• Black Isle Capital Partners Limited (no longer appointed)

  FRN 973435 · Appointed 4 Apr 2022 · Until 3 Mar 2025

• TBS Placement LLP (no longer appointed)

  FRN 970273 · Appointed 18 Feb 2022 · Until 25 Mar 2022

• PoE Advisory UK Ltd. (no longer appointed)

  FRN 967793 · Appointed 18 Jan 2022 · Until 30 Jun 2023

• Curated Capital Ltd (no longer appointed)

  FRN 963561 · Appointed 7 Nov 2021 · Until 17 Mar 2022

• Stonebridge Advisors LLP (no longer appointed)

  FRN 962321 · Appointed 29 Oct 2021 · Until 23 Aug 2022

No changes recorded yet.