Hugh John Grootenhuis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RAYMOND JAMES INVESTMENT SERVICES LIMITED
FRN 194713
- SMF11 Chair of the Audit Committee (since 15 Aug 2024)
- SMF10 Chair of the Risk Committee (since 15 Aug 2024)
- Director of firm who is not a certification employee or a SMF manager (1 Feb 2024 to 24 Jul 2025)
Thornbridge Investment Management LLP (no longer approved here)
FRN 713859
- CF4 Partner (AR) (26 Sep 2018 to 17 Nov 2020)
- CF30 Customer (13 Jul 2017 to 17 Nov 2020)
W1M Investment Management Limited (no longer approved here)
FRN 116404
- CF3 Chief Executive (15 Jul 2009 to 13 Jul 2015)
- CF14 Risk Assessment (1 Dec 2001 to 10 Aug 2004)
- CF1 Director (1 Dec 2001 to 13 Jul 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.