Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Thornbridge Investment Management LLP
FRN 713859
- CF1 Director (AR) (since 14 Oct 2024)
- CF30 Customer (since 14 Oct 2024)
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Altea Partners Limited
FRN 1019363
- (3)Employed By (since 14 Oct 2024)
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- [PRA CF] Significant risk taker or Material risk taker (12 Oct 2021 to 31 Mar 2023)
- [FCA CF] Material risk taker (12 Oct 2021 to 31 Mar 2023)
- [FCA CF] Manager of certification employee (13 May 2021 to 31 Mar 2023)
- [FCA CF] Client dealing (22 Jul 2016 to 31 Mar 2023)
- CF30 Customer (1 Nov 2007 to 30 Apr 2010)
- CF21 Investment Adviser (26 Jun 2006 to 31 Oct 2007)
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- [PRA CF] Significant risk taker or Material risk taker (12 Oct 2021 to 31 Mar 2023)
- [FCA CF] Material risk taker (12 Oct 2021 to 31 Mar 2023)
- [FCA CF] Manager of certification employee (13 May 2021 to 31 Mar 2023)
- [FCA CF] Client dealing (22 Jul 2016 to 31 Mar 2023)
- CF30 Customer (1 Nov 2007 to 30 Apr 2010)
- CF21 Investment Adviser (26 Jun 2006 to 31 Oct 2007)
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- [PRA CF] Significant risk taker or Material risk taker (12 Oct 2021 to 31 Mar 2023)
- [FCA CF] Material risk taker (12 Oct 2021 to 31 Mar 2023)
- [FCA CF] Manager of certification employee (13 May 2021 to 31 Mar 2023)
- [FCA CF] Client dealing (22 Jul 2016 to 31 Mar 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.