Thornbridge Investment Management LLP

• Principal Place of Business

  13 Austin Friars

  London

  EC2N 2HE

  UNITED KINGDOM

  Phone

  +442039724510

  Web

  http://www.thornbridge.com

• Complaints Contact

  13 Austin Friars

  London

  EC2N 2HE

  UNITED KINGDOM

  Phone

  +442039724510

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Vikram Amani Desai

  IRN VXD00102

  • CF1 Director (AR) (since 15 Nov 2023)
• Vladyslav Yatsenko

  IRN VXY01026

  • CF30 Customer (11 Apr 2018 to 1 Mar 2019)
  • CF1 Director (AR) (11 Apr 2018 to 1 Mar 2019)
• Weiying Wang

  IRN WXW00030

  • [FCA CF] Client dealing (1 Apr 2021 to 4 Aug 2023)
  • CF30 Customer (24 Mar 2021 to 4 Aug 2023)
• Willem Venter

  IRN WXV00017

  • CF1 Director (AR) (18 Apr 2023 to 22 Mar 2024)
• William Eric Drake

  IRN WED01008

  • CF2 Non Executive Director (AR) (22 Apr 2020 to 29 Sep 2021)
  • CF4 Partner (AR) (9 Jan 2020 to 31 Mar 2020)
  • CF30 Customer (16 May 2017 to 1 Jul 2019)
• William George Bryant

  IRN WGB01012

  • [FCA CF] Client dealing (5 Jul 2022 to 16 Jan 2023)
  • Appointed representative dealing with clients for which they require qualification (5 Jul 2022 to 16 Jan 2023)
  • CF30 Customer (4 Jul 2022 to 16 Jan 2023)
• William Hampsey-Cook

  IRN WXH00138

  • CF1 Director (AR) (since 24 Sep 2024)
  • CF30 Customer (since 15 Nov 2023)
• William Hooton

  IRN WDH01021

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 16 Jan 2023)
  • [FCA CF] Client dealing (9 Dec 2020 to 16 Jan 2023)
  • CF30 Customer (15 Feb 2018 to 16 Jan 2023)
• Winter Seo

  IRN WXS00197

  • CF30 Customer (since 11 Feb 2025)
  • [FCA CF] Client dealing (since 11 Feb 2025)
• Xin Yi Tan

  IRN XXT10294

  • CF30 Customer (15 Jan 2019 to 8 Dec 2019)

• Delfin Private Office LLP (no longer appointed)

  FRN 772780 · Appointed 28 Feb 2017 · Until 2 Jan 2024

• Renaissance Wealth Management (UK) Limited (no longer appointed)

  FRN 770978 · Appointed 3 Feb 2017 · Until 30 Jul 2021

• Flow State Technology Ltd (no longer appointed)

  FRN 767724 · Appointed 20 Dec 2016 · Until 14 Dec 2017

• Finovation UK Limited (no longer appointed)

  FRN 766954 · Appointed 12 Dec 2016 · Until 9 Mar 2020

• Basset & Gold Plc (no longer appointed)

  FRN 763210 · Appointed 31 Oct 2016 · Until 22 Dec 2016

• Alphaseeker Investment Management Limited (no longer appointed)

  FRN 739396 · Appointed 27 Oct 2016 · Until 22 Nov 2016

• Freetrade Limited (no longer appointed)

  FRN 760531 · Appointed 7 Oct 2016 · Until 2 Oct 2017

• Broadway Capital Ltd (no longer appointed)

  FRN 759598 · Appointed 30 Sep 2016 · Until 6 Jun 2019

• Trine Finance Limited (no longer appointed)

  FRN 757139 · Appointed 31 Aug 2016 · Until 3 Sep 2018

• Blue Lion Research Limited (no longer appointed)

  FRN 755972 · Appointed 15 Aug 2016 · Until 3 May 2018

No changes recorded yet.