William Hooton

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Y Tree Limited

    FRN 967369

    • [FCA CF] Material risk taker (since 17 Jan 2023)
    • [FCA CF] Client dealing (17 Feb 2023 to 23 Jan 2026)
    • [FCA CF] Manager of certification employee (17 Jan 2023 to 23 Jan 2026)
    • [FCA CF] Functions requiring qualifications (17 Jan 2023 to 23 Jan 2026)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • CF30 Customer (28 Feb 2022 to 11 Jan 2023)
  • Thornbridge Investment Management LLP (no longer approved here)

    FRN 713859

    • [FCA CF] Client dealing (9 Dec 2020 to 16 Jan 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 16 Jan 2023)
    • CF30 Customer (15 Feb 2018 to 16 Jan 2023)
  • Y Tree Limited (no longer approved here)

    FRN 799043

    • Employed By (15 Feb 2018 to 16 Jan 2023)
  • Partners Capital LLP (no longer approved here)

    FRN 475743

    • CF30 Customer (3 Jul 2014 to 5 Dec 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.