Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 26 Feb 2025)
    • CF30 Customer (since 26 Feb 2025)
    • Employed By (since 26 Feb 2025)
  • Y Tree Limited (no longer approved here)

    FRN 967369

    • [FCA CF] Manager of certification employee (7 Jul 2023 to 8 Aug 2024)
    • [FCA CF] Functions requiring qualifications (17 Jan 2023 to 18 Oct 2024)
    • [FCA CF] Client dealing (17 Jan 2023 to 18 Oct 2024)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • CF30 Customer (16 Sep 2022 to 11 Jan 2023)
  • Thornbridge Investment Management LLP (no longer approved here)

    FRN 713859

    • [FCA CF] Client dealing (5 Jul 2022 to 16 Jan 2023)
    • Appointed representative dealing with clients for which they require qualification (5 Jul 2022 to 16 Jan 2023)
    • CF30 Customer (4 Jul 2022 to 16 Jan 2023)
  • Y Tree Limited (no longer approved here)

    FRN 799043

    • Employed By (4 Jul 2022 to 16 Jan 2023)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Functions requiring qualifications (11 Mar 2019 to 21 Jan 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (9 Oct 2013 to 15 Jan 2019)
  • William Bryant (no longer approved here)

    FRN 608162

    • Employed By (9 Oct 2013 to 15 Jan 2019)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (27 Jun 2008 to 28 Oct 2008)

Recent activity

Updates to this individual's record on the FCA register.

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