Thornbridge Investment Management LLP

Date authorised
1 February 2016
Companies House
OC398922
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    13 Austin Friars
    London
    EC2N 2HE
    UNITED KINGDOM
    Phone
    +442039724510
    Web
    http://www.thornbridge.com

  • Complaints Contact

    13 Austin Friars
    London
    EC2N 2HE
    UNITED KINGDOM
    Phone
    +442039724510

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Vikram Amani Desai

    IRN VXD00102

    • CF1 Director (AR) (since 15 Nov 2023)
  • Vladyslav Yatsenko

    IRN VXY01026

    • CF30 Customer (11 Apr 2018 to 1 Mar 2019)
    • CF1 Director (AR) (11 Apr 2018 to 1 Mar 2019)
  • Weiying Wang

    IRN WXW00030

    • [FCA CF] Client dealing (1 Apr 2021 to 4 Aug 2023)
    • CF30 Customer (24 Mar 2021 to 4 Aug 2023)
  • Willem Venter

    IRN WXV00017

    • CF1 Director (AR) (18 Apr 2023 to 22 Mar 2024)
  • William Eric Drake

    IRN WED01008

    • CF2 Non Executive Director (AR) (22 Apr 2020 to 29 Sep 2021)
    • CF4 Partner (AR) (9 Jan 2020 to 31 Mar 2020)
    • CF30 Customer (16 May 2017 to 1 Jul 2019)
  • William George Bryant

    IRN WGB01012

    • [FCA CF] Client dealing (5 Jul 2022 to 16 Jan 2023)
    • Appointed representative dealing with clients for which they require qualification (5 Jul 2022 to 16 Jan 2023)
    • CF30 Customer (4 Jul 2022 to 16 Jan 2023)
  • William Hampsey-Cook

    IRN WXH00138

    • CF1 Director (AR) (since 24 Sep 2024)
    • CF30 Customer (since 15 Nov 2023)
  • William Hooton

    IRN WDH01021

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 16 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2020 to 16 Jan 2023)
    • CF30 Customer (15 Feb 2018 to 16 Jan 2023)
  • Winter Seo

    IRN WXS00197

    • CF30 Customer (since 11 Feb 2025)
    • [FCA CF] Client dealing (since 11 Feb 2025)
  • Xin Yi Tan

    IRN XXT10294

    • CF30 Customer (15 Jan 2019 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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