Thornbridge Investment Management LLP

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FRN: 713859
Date authorised: 1 February 2016
Companies House: OC398922
Last scraped: 1 week ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

13 Austin Friars

London

EC2N 2HE

UNITED KINGDOM

Phone

+442039724510

Web

http://www.thornbridge.com
Complaints Contact

13 Austin Friars

London

EC2N 2HE

UNITED KINGDOM

Phone

+442039724510

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Vikram Amani Desai
IRN VXD00102
- CF1 Director (AR) (since 15 Nov 2023)
Vladyslav Yatsenko
IRN VXY01026
- CF30 Customer (11 Apr 2018 to 1 Mar 2019)
- CF1 Director (AR) (11 Apr 2018 to 1 Mar 2019)
Weiying Wang
IRN WXW00030
- [FCA CF] Client dealing (1 Apr 2021 to 4 Aug 2023)
- CF30 Customer (24 Mar 2021 to 4 Aug 2023)
Willem Venter
IRN WXV00017
- CF1 Director (AR) (18 Apr 2023 to 22 Mar 2024)
William Eric Drake
IRN WED01008
- CF2 Non Executive Director (AR) (22 Apr 2020 to 29 Sep 2021)
- CF4 Partner (AR) (9 Jan 2020 to 31 Mar 2020)
- CF30 Customer (16 May 2017 to 1 Jul 2019)
William George Bryant
IRN WGB01012
- [FCA CF] Client dealing (5 Jul 2022 to 16 Jan 2023)
- Appointed representative dealing with clients for which they require qualification (5 Jul 2022 to 16 Jan 2023)
- CF30 Customer (4 Jul 2022 to 16 Jan 2023)
William Hampsey-Cook
IRN WXH00138
- CF1 Director (AR) (since 24 Sep 2024)
- CF30 Customer (since 15 Nov 2023)
William Hooton
IRN WDH01021
- Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 16 Jan 2023)
- [FCA CF] Client dealing (9 Dec 2020 to 16 Jan 2023)
- CF30 Customer (15 Feb 2018 to 16 Jan 2023)
Winter Seo
IRN WXS00197
- CF30 Customer (since 11 Feb 2025)
- [FCA CF] Client dealing (since 11 Feb 2025)
Xin Yi Tan
IRN XXT10294
- CF30 Customer (15 Jan 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Ekta Partners Limited (no longer appointed)
FRN 826273 · Appointed 16 Nov 2018 · Until 10 Feb 2022 · Tied agent
Initiative Financial Services (UK) Ltd (no longer appointed)
FRN 826093 · Appointed 15 Nov 2018 · Until 20 Feb 2024
F&A Capital Ltd (no longer appointed)
FRN 825356 · Appointed 7 Nov 2018 · Until 31 Mar 2020
Waveney Capital Management Limited (no longer appointed)
FRN 824483 · Appointed 30 Oct 2018 · Until 21 Aug 2023
Boustead Capital Markets LLP (no longer appointed)
FRN 824256 · Appointed 26 Oct 2018 · Until 21 Jun 2021 · Tied agent
RM Caldecott & Partners LLP (no longer appointed)
FRN 821507 · Appointed 24 Sep 2018 · Until 17 Nov 2020
Broad Street Investment Management Ltd (no longer appointed)
FRN 821362 · Appointed 21 Sep 2018 · Until 22 Nov 2019
IANUA Market Limited (no longer appointed)
FRN 821386 · Appointed 21 Sep 2018 · Until 23 Jun 2022
Probus Financial Limited (no longer appointed)
FRN 820739 · Appointed 13 Sep 2018 · Until 4 Apr 2019
YYX Capital Partners LLP (no longer appointed)
FRN 813639 · Appointed 11 Jul 2018 · Until 1 Nov 2021 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.