Thornbridge Investment Management LLP
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
13 Austin FriarsLondonEC2N 2HEUNITED KINGDOM- Phone
- +442039724510
-
Complaints Contact
13 Austin FriarsLondonEC2N 2HEUNITED KINGDOM- Phone
- +442039724510
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Manages Your Portfolio
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Stacey Fregona
IRN SCF01043
- CF30 Customer (17 Apr 2019 to 13 Aug 2019)
-
Stephen Garreth Pinkster
IRN SGP01060
- CF1 Director (AR) (18 May 2018 to 22 Jan 2024)
-
Stephen Jon Bachmann
IRN SJB01282
- CF30 Customer (since 25 Feb 2025)
- CF4 Partner (AR) (25 Feb 2025 to 12 Jan 2026)
-
Stephen Kendrick Holt
IRN SKH01015
- CF30 Customer (11 Apr 2022 to 3 Mar 2025)
- CF1 Director (AR) (11 Apr 2022 to 3 Mar 2025)
- [FCA CF] Client dealing (11 Mar 2022 to 12 Apr 2022)
-
Stephen Michael Brawn
IRN SMB01103
- CF30 Customer (12 Aug 2020 to 4 May 2021)
-
Stephen Nathaniel Green
IRN SNG01007
- CF30 Customer (since 29 Mar 2019)
- CF4 Partner (AR) (since 29 Mar 2019)
-
Stephen Roy Barney
IRN SRB01083
- CF1 Director (AR) (14 Apr 2018 to 22 Oct 2019)
- CF30 Customer (27 Mar 2018 to 22 Oct 2019)
-
Steven John Lomax
IRN SXL00654
- CF30 Customer (4 Dec 2024 to 15 Jan 2025)
- CF1 Director (AR) (19 Oct 2023 to 15 Jan 2025)
-
Steven Keshishoghli
IRN SXK01851
- CF30 Customer (25 May 2021 to 19 Nov 2021)
-
Stuart Anthony Cash
IRN SAC01093
- CF1 Director (AR) (23 Jan 2018 to 16 Jan 2023)
- CF30 Customer (23 Jan 2018 to 16 Jan 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Ekta Partners Limited (no longer appointed)
FRN 826273 · Appointed 16 Nov 2018 · Until 10 Feb 2022 · Tied agent
-
Initiative Financial Services (UK) Ltd (no longer appointed)
FRN 826093 · Appointed 15 Nov 2018 · Until 20 Feb 2024
-
Waveney Capital Management Limited (no longer appointed)
FRN 824483 · Appointed 30 Oct 2018 · Until 21 Aug 2023
-
Boustead Capital Markets LLP (no longer appointed)
FRN 824256 · Appointed 26 Oct 2018 · Until 21 Jun 2021 · Tied agent
-
RM Caldecott & Partners LLP (no longer appointed)
FRN 821507 · Appointed 24 Sep 2018 · Until 17 Nov 2020
-
Broad Street Investment Management Ltd (no longer appointed)
FRN 821362 · Appointed 21 Sep 2018 · Until 22 Nov 2019
-
Probus Financial Limited (no longer appointed)
FRN 820739 · Appointed 13 Sep 2018 · Until 4 Apr 2019
-
YYX Capital Partners LLP (no longer appointed)
FRN 813639 · Appointed 11 Jul 2018 · Until 1 Nov 2021 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.