Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GAM London Limited
FRN 122330
- [FCA CF] Client dealing (since 5 Dec 2025)
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GAM INTERNATIONAL MANAGEMENT LIMITED
FRN 122331
- [FCA CF] Client dealing (since 28 Apr 2025)
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- [FCA CF] Material risk taker (20 Jan 2021 to 4 Apr 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 4 Apr 2025)
- CF30 Customer (3 Sep 2018 to 8 Dec 2019)
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- CF1 Director (AR) (18 May 2018 to 22 Jan 2024)
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- Employed By (18 May 2018 to 22 Jan 2024)
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- CF1 Director (AR) (19 Sep 2017 to 27 Apr 2018)
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- CF30 Customer (6 Apr 2009 to 5 Nov 2010)
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- CF30 Customer (1 Nov 2007 to 31 Jul 2008)
- CF21 Investment Adviser (20 May 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.