Date authorised
1 April 2013
Companies House
03663042
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    On-Line House
    50-56 North Street
    Horsham
    West Sussex
    RH12 1RD
    UNITED KINGDOM
    Phone
    +4401403214200
  • Complaints Contact

    On-Line House
    50-56 North Street
    Horsham
    West Sussex
    RH12 1RD
    UNITED KINGDOM
    Phone
    +4401403214200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Islamic Mortgage Advice

    For Customer, Home purchase plans

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Islamic Mortgage Arranging

    For Customer, Home purchase plans

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Consumer Loans

  • Loan Servicing

  • Islamic Mortgage Setup

    For Customer, Home purchase plans

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Patricia Ann Garrod

    IRN PAG01151

    • CF1 Director (AR) (28 Oct 2002 to 8 Mar 2005)
  • Patricia Maureen Stockdale-Garbutt

    IRN PMS00001

    • CF1 Director (AR) (7 Jul 2004 to 22 Dec 2005)
  • Patrick Aloysius McGlynn

    IRN PAM00016

    • CF21 Investment Adviser (7 Jun 2002 to 31 Mar 2003)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Mar 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Jun 2002)
  • Patrick Byrnes Kerwin

    IRN PBK01014

    • CF21 Investment Adviser (23 Aug 2006 to 2 Nov 2006)
    • CF22 Investment Adviser (Trainee) (23 Nov 2004 to 23 Aug 2006)
    • CF4 Partner (AR) (23 Nov 2004 to 2 Nov 2006)
  • Patrick Jon Baines

    IRN PJB00114

    • CF30 Customer (1 Nov 2007 to 9 Jan 2015)
    • CF21 Investment Adviser (13 Sep 2004 to 31 Oct 2007)
    • CF1 Director (AR) (13 Sep 2004 to 9 Jan 2015)
  • Patrick Lewis Greenman

    IRN PLG00006

    • CF22 Investment Adviser (Trainee) (15 Aug 2003 to 5 Dec 2005)
  • Paul Adrian Allen

    IRN PAA00015

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 8 Dec 2008)
  • Paul Alexander Frame

    IRN PAF00003

    • CF21 Investment Adviser (17 Aug 2004 to 10 Nov 2006)
  • Paul Andrew Golding

    IRN PAG01161

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 11 Nov 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Nov 2022)
    • CF1 Director (AR) (21 May 2013 to 11 Nov 2022)
    • CF30 Customer (1 Nov 2007 to 11 Nov 2022)
    • CF21 Investment Adviser (24 Mar 2004 to 31 Oct 2007)
  • Paul Andrew Lawson

    IRN PAL01135

    • CF7 Sole Trader (AR) (26 Nov 2004 to 31 Jan 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.