Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2022)
    • [FCA CF] Client dealing (since 4 Nov 2022)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 11 Nov 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Nov 2022)
    • CF1 Director (AR) (21 May 2013 to 11 Nov 2022)
    • CF30 Customer (1 Nov 2007 to 11 Nov 2022)
    • CF21 Investment Adviser (24 Mar 2004 to 31 Oct 2007)
  • Goldwyns Wealth Management Ltd (no longer approved here)

    FRN 145233

    • (8)Employed By (24 Mar 2004 to 11 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.