Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PERSPECTIVE (SOUTH EAST) LIMITED
FRN 178690
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 4 Nov 2022)
- [FCA CF] Client dealing (since 4 Nov 2022)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 11 Nov 2022)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Nov 2022)
- CF1 Director (AR) (21 May 2013 to 11 Nov 2022)
- CF30 Customer (1 Nov 2007 to 11 Nov 2022)
- CF21 Investment Adviser (24 Mar 2004 to 31 Oct 2007)
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- (8)Employed By (24 Mar 2004 to 11 Nov 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.