Date authorised
1 April 2013
Companies House
03663042
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    On-Line House
    50-56 North Street
    Horsham
    West Sussex
    RH12 1RD
    UNITED KINGDOM
    Phone
    +4401403214200
  • Complaints Contact

    On-Line House
    50-56 North Street
    Horsham
    West Sussex
    RH12 1RD
    UNITED KINGDOM
    Phone
    +4401403214200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Islamic Mortgage Advice

    For Customer, Home purchase plans

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Islamic Mortgage Arranging

    For Customer, Home purchase plans

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Consumer Loans

  • Loan Servicing

  • Islamic Mortgage Setup

    For Customer, Home purchase plans

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Alan Dean

    IRN PXD01304

    • CF1 Director (AR) (13 Apr 2006 to 8 Dec 2006)
    • CF21 Investment Adviser (4 Oct 2004 to 8 Dec 2006)
    • CF22 Investment Adviser (Trainee) (1 Mar 2004 to 4 Oct 2004)
  • Peter Aloysius Falls

    IRN PAF00028

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 10 Jul 2013)
    • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
    • CF21 Investment Adviser (30 Aug 2005 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (13 Jun 2002 to 31 Jan 2007)
    • CF22 Investment Adviser (Trainee) (13 Jun 2002 to 30 Aug 2005)
  • Peter Andrew O'Doherty

    IRN PAO00024

    • CF21 Investment Adviser (6 Aug 2003 to 15 Aug 2003)
  • Peter Arthur Walker

    IRN PAW00029

    • CF21 Investment Adviser (31 Jul 2003 to 11 Jul 2005)
    • CF22 Investment Adviser (Trainee) (24 Jul 2002 to 31 Jul 2003)
    • CF7 Sole Trader (AR) (24 Jul 2002 to 23 Feb 2005)
  • Peter Daniel Herd

    IRN PDH00006

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 4 Feb 2008)
    • CF30 Customer (since 4 Feb 2008)
  • Peter David Stokes

    IRN PDS01155

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 Jun 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Jun 2023)
    • CF4 Partner (AR) (28 Dec 2006 to 3 Jan 2008)
    • CF1 Director (AR) (18 Apr 2006 to 16 Jun 2023)
  • Peter Dracup

    IRN PXD00021

    • CF30 Customer (1 Nov 2007 to 16 Nov 2011)
    • CF21 Investment Adviser (5 Jun 2007 to 31 Oct 2007)
  • Peter Dury

    IRN PXD00027

    • CF21 Investment Adviser (27 Jul 2004 to 28 Oct 2005)
    • CF22 Investment Adviser (Trainee) (31 Jul 2003 to 27 Jul 2004)
  • Peter James Tree

    IRN PJT00027

    • CF30 Customer (16 Nov 2009 to 20 Dec 2010)
  • Peter John Gordon

    IRN PJG01236

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 4 Oct 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.