Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Whitechurch Network Limited
FRN 190859
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 10 Jul 2013)
- CF30 Customer (1 Nov 2007 to 21 Dec 2012)
- CF21 Investment Adviser (30 Aug 2005 to 31 Oct 2007)
- CF7 Sole Trader (AR) (13 Jun 2002 to 31 Jan 2007)
- CF22 Investment Adviser (Trainee) (13 Jun 2002 to 30 Aug 2005)
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Peter Falls
FRN 212818
- (1)Employed By (since 10 Jul 2013)
- (1)Employed By (13 Jun 2002 to 21 Dec 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.