Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lumin Wealth Limited
FRN 775068
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Client dealing (since 5 Sep 2024)
- [FCA CF] Functions requiring qualifications (since 5 Sep 2024)
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Davidson Deem Limited
FRN 408277
- Employed By (since 18 Apr 2006)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Jun 2023)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 Jun 2023)
- CF4 Partner (AR) (28 Dec 2006 to 3 Jan 2008)
- CF1 Director (AR) (18 Apr 2006 to 16 Jun 2023)
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- CF1 Director (AR) (17 Jun 2015 to 2 Mar 2020)
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- Employed By (19 Mar 2015 to 2 Mar 2020)
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- Employed By (28 Dec 2006 to 16 Jun 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.