Date authorised
1 April 2013
Companies House
03663042
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    On-Line House
    50-56 North Street
    Horsham
    West Sussex
    RH12 1RD
    UNITED KINGDOM
    Phone
    +4401403214200
  • Complaints Contact

    On-Line House
    50-56 North Street
    Horsham
    West Sussex
    RH12 1RD
    UNITED KINGDOM
    Phone
    +4401403214200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Islamic Mortgage Advice

    For Customer, Home purchase plans

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Islamic Mortgage Arranging

    For Customer, Home purchase plans

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Consumer Loans

  • Loan Servicing

  • Islamic Mortgage Setup

    For Customer, Home purchase plans

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gaynor Ann Newman

    IRN GAJ00004

    • Responsible for Insurance Mediation (14 Jan 2005 to 29 Jun 2012)
    • CF10 Compliance Oversight (1 Dec 2001 to 29 Jun 2012)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 3 Jan 2006)
    • CF1 Director (1 Dec 2001 to 29 Jun 2012)
  • Geoffrey Charles Holloway

    IRN GCH01039

    • CF30 Customer (22 Mar 2011 to 16 Aug 2013)
  • Geoffrey Folk O'Shea

    IRN GFO00001

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (since 5 Oct 2006)
    • CF22 Investment Adviser (Trainee) (5 Oct 2006 to 31 Oct 2007)
  • Geoffrey Gregory

    IRN GXF00064

    • CF30 Customer (23 May 2009 to 6 Oct 2009)
  • Geoffrey Maddison

    IRN GXM00095

    • CF30 Customer (18 Jan 2011 to 1 Nov 2013)
  • Geoffrey Oscar Hughes

    IRN GOH00001

    • CF30 Customer (5 Mar 2009 to 6 Sep 2012)
    • CF1 Director (AR) (5 Mar 2009 to 28 Apr 2010)
  • Geoffrey Peter Smith

    IRN GPS00023

    • CF30 Customer (2 Jan 2018 to 19 Sep 2019)
  • Geoffrey William Finn

    IRN GWF01026

    • CF30 Customer (14 May 2009 to 22 Nov 2010)
  • George Edward Lickrish

    IRN GEL00001

    • CF21 Investment Adviser (12 Dec 2002 to 31 Dec 2003)
    • CF7 Sole Trader (AR) (15 May 2002 to 31 Dec 2003)
    • CF22 Investment Adviser (Trainee) (15 May 2002 to 12 Dec 2002)
  • George Mackie

    IRN GXM00072

    • CF30 Customer (23 May 2009 to 31 Dec 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Nick Ashby (no longer appointed)

    FRN 513855 · Appointed 3 Dec 2009 · Until 8 Nov 2011

  • MI Financial Planning Ltd (no longer appointed)

    FRN 511510 · Appointed 30 Oct 2009 · Until 30 Aug 2012

  • Neil Roberts (no longer appointed)

    FRN 511384 · Appointed 29 Oct 2009 · Until 22 Nov 2010

  • Gillian Irene Colsell (no longer appointed)

    FRN 433729 · Appointed 28 Oct 2009 · Until 26 Mar 2012

  • Peter James Tree (no longer appointed)

    FRN 438791 · Appointed 9 Oct 2009 · Until 20 Dec 2010

  • Nigel John Green (no longer appointed)

    FRN 438790 · Appointed 9 Oct 2009 · Until 11 Feb 2011

  • Julie Stringer (no longer appointed)

    FRN 507319 · Appointed 23 Sep 2009 · Until 11 Mar 2013

  • James McNeill (no longer appointed)

    FRN 507129 · Appointed 18 Sep 2009 · Until 21 May 2021

  • Andrew Brooke (no longer appointed)

    FRN 506460 · Appointed 3 Sep 2009 · Until 16 Dec 2011

  • Saint Finance Limited (no longer appointed)

    FRN 474246 · Appointed 31 Jul 2009 · Until 14 May 2012

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.