Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF3 Executive Director (9 Dec 2019 to 22 Aug 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 7 Aug 2025)
- Responsible for Insurance Distribution (1 Oct 2018 to 22 Aug 2025)
- CF1 Director (14 Mar 2013 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 20 Apr 2006)
- CF10 Compliance Oversight (1 Dec 2001 to 24 Jun 2005)
- CF11 Money Laundering Reporting (1 Dec 2001 to 24 Jun 2005)
-
- Responsible for Insurance Mediation (14 Jan 2005 to 29 Jun 2012)
- CF10 Compliance Oversight (1 Dec 2001 to 29 Jun 2012)
- CF11 Money Laundering Reporting (1 Dec 2001 to 3 Jan 2006)
- CF1 Director (1 Dec 2001 to 29 Jun 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.