Date authorised
1 April 2013
Companies House
03663042
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    On-Line House
    50-56 North Street
    Horsham
    West Sussex
    RH12 1RD
    UNITED KINGDOM
    Phone
    +4401403214200
  • Complaints Contact

    On-Line House
    50-56 North Street
    Horsham
    West Sussex
    RH12 1RD
    UNITED KINGDOM
    Phone
    +4401403214200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Islamic Mortgage Advice

    For Customer, Home purchase plans

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Islamic Mortgage Arranging

    For Customer, Home purchase plans

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Consumer Loans

  • Loan Servicing

  • Islamic Mortgage Setup

    For Customer, Home purchase plans

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Richard Phillips

    IRN DRP00008

    • CF21 Investment Adviser (5 Mar 2004 to 29 Jan 2005)
    • CF22 Investment Adviser (Trainee) (10 Apr 2002 to 5 Mar 2004)
  • David Richardson

    IRN DXR01486

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 6 Apr 2006)
  • David Roger Clark

    IRN DRC00018

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Feb 2023)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 9 Feb 2023)
    • CF30 Customer (1 Nov 2007 to 9 Feb 2023)
    • CF21 Investment Adviser (31 Aug 2006 to 31 Oct 2007)
    • CF1 Director (AR) (27 May 2005 to 9 Feb 2023)
    • CF22 Investment Adviser (Trainee) (27 May 2005 to 31 Aug 2006)
  • David Trevor Graham

    IRN DTG00003

    • CF1 Director (AR) (12 Mar 2003 to 5 Jan 2005)
  • David Vaughan Hester

    IRN DVH00003

    • CF30 Customer (1 Nov 2007 to 18 Dec 2008)
    • CF21 Investment Adviser (11 Aug 2003 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (11 Aug 2003 to 31 Jan 2007)
  • David Vincent William Alison

    IRN DVA01003

    • CF21 Investment Adviser (14 Jun 2002 to 9 Jun 2003)
    • CF1 Director (AR) (14 Jun 2002 to 9 Jun 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Jun 2002)
  • David Walters

    IRN DXW00063

    • CF7 Sole Trader (AR) (17 Dec 2002 to 1 Dec 2004)
    • CF21 Investment Adviser (17 Dec 2002 to 1 Dec 2004)
  • David William Coxon

    IRN DWC00018

    • CF30 Customer (28 Jul 2010 to 28 Jul 2010)
  • Davinder Singh Chana

    IRN DSC01076

    • CF1 Director (AR) (23 Feb 2010 to 14 Sep 2012)
  • Dawn Julie Simonetti

    IRN DJS01311

    • CF1 Director (AR) (27 Jan 2005 to 10 May 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Nick Ashby (no longer appointed)

    FRN 513855 · Appointed 3 Dec 2009 · Until 8 Nov 2011

  • MI Financial Planning Ltd (no longer appointed)

    FRN 511510 · Appointed 30 Oct 2009 · Until 30 Aug 2012

  • Neil Roberts (no longer appointed)

    FRN 511384 · Appointed 29 Oct 2009 · Until 22 Nov 2010

  • Gillian Irene Colsell (no longer appointed)

    FRN 433729 · Appointed 28 Oct 2009 · Until 26 Mar 2012

  • Peter James Tree (no longer appointed)

    FRN 438791 · Appointed 9 Oct 2009 · Until 20 Dec 2010

  • Nigel John Green (no longer appointed)

    FRN 438790 · Appointed 9 Oct 2009 · Until 11 Feb 2011

  • Julie Stringer (no longer appointed)

    FRN 507319 · Appointed 23 Sep 2009 · Until 11 Mar 2013

  • James McNeill (no longer appointed)

    FRN 507129 · Appointed 18 Sep 2009 · Until 21 May 2021

  • Andrew Brooke (no longer appointed)

    FRN 506460 · Appointed 3 Sep 2009 · Until 16 Dec 2011

  • Saint Finance Limited (no longer appointed)

    FRN 474246 · Appointed 31 Jul 2009 · Until 14 May 2012

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.