David Roger Clark

Last updated
3 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 11 Aug 2022)
    • [FCA CF] Client dealing (since 11 Aug 2022)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Feb 2023)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 9 Feb 2023)
    • CF30 Customer (1 Nov 2007 to 9 Feb 2023)
    • CF21 Investment Adviser (31 Aug 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 May 2005 to 31 Aug 2006)
    • CF1 Director (AR) (27 May 2005 to 9 Feb 2023)
  • Clark Financial Services Limited (no longer approved here)

    FRN 433048

    • Employed By (27 May 2005 to 9 Feb 2023)
  • Charlwood IFA Limited (no longer approved here)

    FRN 226338

    • CF21 Investment Adviser (1 Sep 2003 to 22 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

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