The Tavistock Partnership Limited

• Principal Place of Business

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

  Web

  https://www.tavistockinvestments.com

• Complaints Contact

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the administration of debt management plans. In this limitation debt management plans are defined as: ”a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders.

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Tavistock Investments Plc

  IRN XXT28396

  • CF4 Partner (AR) (since 13 Mar 2020)
• Adam Alden

  IRN AXA00455

  • CF30 Customer (30 Sep 2021 to 21 Sep 2023)
  • Appointed representative dealing with clients for which they require qualification (30 Sep 2021 to 21 Sep 2023)
  • [FCA CF] Functions requiring qualifications (30 Sep 2021 to 1 Oct 2021)
  • [FCA CF] Client dealing (30 Sep 2021 to 21 Sep 2023)
• Alan Malcolm Rogers

  IRN AMR00023

  • CF30 Customer (1 Aug 2011 to 29 Mar 2012)
• Alan Michael Butler

  IRN AMB00002

  • CF1 Director (AR) (12 Apr 2017 to 3 Dec 2018)
  • CF30 Customer (12 Apr 2017 to 3 Dec 2018)
• Alexander Vacalopoulos

  IRN AXV01495

  • CF1 Director (11 May 2016 to 30 Jul 2018)
• Alistair Craig

  IRN AHC00016

  • CF30 Customer (26 Apr 2017 to 4 Apr 2019)
• Alistair Graeme Donald

  IRN AGD01040

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 May 2021)
  • CF30 Customer (29 Mar 2017 to 18 Jun 2021)
  • CF1 Director (AR) (29 Mar 2017 to 18 Jun 2021)
• Andrew Mark Fouracres

  IRN AMF00007

  • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Aug 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Aug 2021)
  • CF1 Director (23 Sep 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (11 Jul 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (11 Jul 2017 to 8 Dec 2019)
• Andrew Martin Rowsell

  IRN AXR00135

  • [FCA CF] Manager of certification employee (9 Dec 2020 to 23 Jul 2021)
• Anthony Caldwell

  IRN ACC00007

  • Appointed representative dealing with clients for which they require qualification (18 May 2021 to 30 Jun 2023)
  • [FCA CF] Client dealing (18 May 2021 to 30 Jun 2023)
  • CF1 Director (AR) (7 May 2021 to 30 Jun 2023)
  • CF30 Customer (7 May 2021 to 30 Jun 2023)
  • [FCA CF] Functions requiring qualifications (22 Jan 2021 to 18 May 2021)

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No changes recorded yet.