Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 May 2021)
    • CF30 Customer (29 Mar 2017 to 18 Jun 2021)
    • CF1 Director (AR) (29 Mar 2017 to 18 Jun 2021)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF24 Pension Transfer Specialist (16 Oct 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (16 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Sep 2003 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (29 Oct 2002 to 30 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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