Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 May 2021)
- CF30 Customer (29 Mar 2017 to 18 Jun 2021)
- CF1 Director (AR) (29 Mar 2017 to 18 Jun 2021)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF24 Pension Transfer Specialist (16 Oct 2007 to 31 Oct 2007)
- CF21 Investment Adviser (16 Oct 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (23 Sep 2003 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (29 Oct 2002 to 30 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.