Alistair Craig

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alistair Craig Financial Services Ltd

    FRN 924279

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 24 Aug 2020)
    • SMF16 Compliance Oversight (since 24 Aug 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Aug 2020)
    • SMF3 Executive Director (since 24 Aug 2020)
    • [FCA CF] Client dealing (since 24 Aug 2020)
    • Responsibility for MCD Intermediation (since 24 Aug 2020)
    • Responsible for Insurance Distribution (since 24 Aug 2020)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • CF30 Customer (26 Apr 2017 to 4 Apr 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (30 Jan 2006 to 30 Nov 2006)
    • CF22 Investment Adviser (Trainee) (1 Jul 2005 to 30 Jan 2006)
  • Brian Mellon Financial Services (U431) (no longer approved here)

    FRN 182250

    • Employed By (1 Feb 1999 to 26 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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