The Shepherds Friendly Society Limited

Date authorised
1 April 2013
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Shepherds Friendly Society
    Hawbank House
    2 High Street
    Cheadle
    Stockport
    SK8 1AL
    UNITED KINGDOM
    Phone
    +441614281212
    Web
    https://www.shepherdsfriendly.co.uk

  • Complaints Contact

    Shepherds Friendly Society
    Hawbank House
    2 High Street
    Cheadle
    Stockport
    SK8 1AL
    UNITED KINGDOM
    Phone
    +441614281212

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Permanent health

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Issues Insurance

    For All, Life and annuity, Linked long-term, Permanent health

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Geoffrey Spencer

    IRN GXS01550

    • Responsible for Insurance Mediation (10 Nov 2009 to 16 Jan 2015)
    • CF1 Director (15 May 2006 to 16 Jan 2015)
    • CF3 Chief Executive (17 Feb 2006 to 16 Jan 2015)
    • CF8 Apportionment and Oversight (17 Feb 2006 to 16 Jan 2015)
    • CF2 Non Executive Director (5 Jul 2005 to 17 Feb 2006)
  • George Andrews

    IRN GXA00022

    • CF21 Investment Adviser (26 Apr 2005 to 4 Jul 2005)
    • CF22 Investment Adviser (Trainee) (22 Jun 2004 to 26 Apr 2005)
  • Gerald Clark

    IRN GXC00049

    • CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2002)
  • Gordon Leask

    IRN GXL01213

    • CF2 Non Executive Director (29 Jul 2002 to 6 Aug 2005)
  • Graham Drummond

    IRN GXD00399

    • [PRA CF] Key function holder (since 26 Jun 2024)
    • [FCA CF] Significant management (since 24 Jun 2024)
  • Graham Findlater

    IRN GXF00134

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jun 2023)
    • SMF4 Chief Risk (since 23 Aug 2022)
    • SMF16 Compliance Oversight (23 Aug 2022 to 29 Mar 2023)
  • Holly Walker

    IRN HXW00244

    • [FCA CF] Significant management (since 1 Feb 2020)
    • [PRA CF] Key function holder (since 1 Feb 2020)
  • Ian Richard Pace

    IRN IRP01033

    • CF21 Investment Adviser (28 Feb 2002 to 27 Oct 2003)
    • CF22 Investment Adviser (Trainee) (14 Jan 2002 to 28 Feb 2002)
  • Iris Patricia Kellett

    IRN IPK01009

    • CF2 Non Executive Director (1 Dec 2001 to 17 May 2003)
  • Ishverlal Nagin Prajapat

    IRN INP00001

    • CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.