Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (14 Sep 2022 to 8 Aug 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (14 Sep 2022 to 8 Aug 2024)
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- Responsible for Insurance Distribution (28 Oct 2021 to 29 Jul 2022)
- SMF1 Chief Executive (28 Oct 2021 to 29 Jul 2022)
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- SMF1 Chief Executive (28 Oct 2021 to 24 Mar 2023)
- Responsible for Insurance Distribution (28 Oct 2021 to 24 Mar 2023)
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- SIMF25 Small Insurer Senior Manager (18 Nov 2016 to 5 Mar 2017)
- CF10 Compliance Oversight (18 Nov 2016 to 5 Mar 2017)
- Responsible for Insurance Mediation (18 Nov 2016 to 5 Mar 2017)
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- Responsible for Insurance Mediation (10 Nov 2009 to 16 Jan 2015)
- CF1 Director (15 May 2006 to 16 Jan 2015)
- CF3 Chief Executive (17 Feb 2006 to 16 Jan 2015)
- CF8 Apportionment and Oversight (17 Feb 2006 to 16 Jan 2015)
- CF2 Non Executive Director (5 Jul 2005 to 17 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.