THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY

Principal Place of Business

Phone

+4403457242424

Web

https://www.rbs.co.uk

Complaints Contact

Phone

+448001510404

Bank Deposits

For All, Deposit

Buy-to-Let Mortgage Admin

Buy-to-Let Mortgage Advice

Buy-to-Let Mortgage Arranging

Buy-to-Let Mortgage Lending

Mortgage Servicing

For Customer, Regulated mortgage contract

P2P Lending Advice

For Eligible Counterparty, Professional, Retail (Investment)

Pension Transfer Advice

For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

Land Loan Advice

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Mortgage Advice

For Customer, Regulated mortgage contract

Authorised to Operate

Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Mortgage Arranging

For Customer, Regulated mortgage contract

Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Insurance Admin

For Retail (Non-Investment Insurance), Non-investment insurance contracts

Buy-to-Let Start Date

Buy-to-Let Status

Trade Settlement Routing

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

Credit Brokering

Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Debt Plan Admin

Debt Collection

Debt Advice

Consumer Hire

Mortgage Lending

For Customer, Regulated mortgage contract

Consumer Loans

Consumer Hire Servicing

Loan Servicing

Digital Money

For All, Issuing Electronic Money

Mortgage Setup

For Customer, Regulated mortgage contract

Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Manages Your Portfolio

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Credit Score Services

Holds Your Assets

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Electronic Trade Settlement

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

IRN LXW50209

• (1542)SMF12 Chair of the Remuneration Committee (since 24 Sep 2022)
• (2051)Director of firm who is not a certification employee or a SMF manager (27 Apr 2018 to 23 Sep 2022)

IRN LXD49214

• (1284)[FCA CF] Manager of certification employee (since 2 Apr 2018)

IRN LXD51211

• (1057)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
• (1058)[FCA CF] Functions requiring qualifications (since 18 Jul 2023)

IRN LXF37252

• (1859)[FCA CF] Manager of certification employee (21 May 2018 to 4 Nov 2022)
• (1858)[FCA CF] Material risk taker (7 Mar 2016 to 4 Nov 2022)

IRN LXM37383

• (1403)[FCA CF] Manager of certification employee (since 12 Feb 2021)
• (1402)[FCA CF] Material risk taker (since 16 Aug 2019)

IRN LMR01041

• (243)[FCA CF] Manager of certification employee (2 May 2017 to 6 Apr 2021)
• (242)[FCA CF] Material risk taker (7 Mar 2016 to 6 Apr 2021)

IRN LDG01020

• (846)[PRA CF] Significant risk taker or Material risk taker (5 Aug 2020 to 28 Jun 2024)

IRN LDM01032

• (1986)SMF6 Head of Key Business Areas (30 Apr 2018 to 25 Sep 2020)
• (1985)SMF18 Other Overall Responsibility (20 Jan 2017 to 24 Apr 2018)

IRN LXM00027

• (2039)CF10 Compliance Oversight (10 May 2011 to 4 Jan 2012)
• (2038)CF11 Money Laundering Reporting (11 Feb 2011 to 21 Oct 2012)
• (2037)CF28 Systems and controls (6 May 2009 to 21 Oct 2012)

IRN LXG52404

• (1268)[FCA CF] Client dealing (15 Jun 2020 to 2 Sep 2024)