The Prudential Assurance Company Limited

• Principal Place of Business

  10 Fenchurch Avenue

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +440800000000

  Web

  https://www.mandg.com/pru/

• Complaints Contact

  5 Central Way

  Kildean Business Park

  Stirling

  FK8 1FT

  UNITED KINGDOM

  Phone

  +4403456710110

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Accident, Aircraft, Aircraft liability, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Sickness, Suretyship

• Consumer Loans

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Alan Campbell

  IRN DAC00065

  • CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2003)
• David Alastair Hogg

  IRN DXH42363

  • [FCA CF] Client dealing (10 Dec 2018 to 25 May 2021)
• David Charles Thomson Stuart

  IRN DCS01117

  • SMF7 Group Entity Senior Manager (10 Dec 2018 to 21 Oct 2019)
  • SIMF7 Group Entity Senior Insurance Manager Function (15 Nov 2017 to 9 Dec 2018)
  • CF11 Money Laundering Reporting (22 Nov 2013 to 31 Dec 2015)
  • CF10 Compliance Oversight (6 Aug 2012 to 31 Dec 2015)
• David James Caw

  IRN DXC42382

  • [FCA CF] Client dealing (10 Dec 2018 to 31 Jan 2020)
  • [FCA CF] Manager of certification employee (10 Dec 2018 to 31 Jan 2020)
  • [FCA CF] Significant management (10 Dec 2018 to 31 Jan 2020)
• David John Alexander Law

  IRN DJL01275

  • SMF7 Group Entity Senior Manager (10 Dec 2018 to 21 Oct 2019)
  • SIMF7 Group Entity Senior Insurance Manager Function (18 May 2017 to 9 Dec 2018)
  • CF2 Non Executive Director (15 Sep 2015 to 6 Mar 2016)
• David John Belsham

  IRN DJB01324

  • CF1 Director (1 Dec 2001 to 7 Jul 2014)
  • CF12 Actuarial (1 Dec 2001 to 16 Jul 2014)
• David John Keeler

  IRN DJK00004

  • CF2 Non Executive Director (15 Oct 2015 to 6 Mar 2016)
• David Joseph Williams

  IRN DJW00155

  • CF21 Investment Adviser (6 Jun 2002 to 17 Mar 2003)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Jun 2002)
• David Kenneth Watson

  IRN DKW01016

  • SMF11 Chair of the Audit Committee (since 6 Nov 2020)
• David King

  IRN DWK01012

  • SMF18 Other Overall Responsibility (1 Apr 2020 to 1 Oct 2023)
  • SIMF7 Group Entity Senior Insurance Manager Function (21 Oct 2016 to 26 Sep 2017)

No changes recorded yet.