David James Caw

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • [FCA CF] Client dealing (10 Dec 2018 to 31 Jan 2020)
    • [FCA CF] Manager of certification employee (10 Dec 2018 to 31 Jan 2020)
    • [FCA CF] Significant management (10 Dec 2018 to 31 Jan 2020)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • [FCA CF] Client dealing (10 Dec 2018 to 31 Jan 2020)
    • [FCA CF] Manager of certification employee (10 Dec 2018 to 31 Jan 2020)
    • [FCA CF] Significant management (10 Dec 2018 to 31 Jan 2020)

Recent activity

Updates to this individual's record on the FCA register.

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