Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
On-Line House50-56 North StreetHorshamWest SussexRH12 1RDUNITED KINGDOM- Phone
- +4401403214200
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Complaints Contact
On-Line House50-56 North StreetHorshamWest SussexRH12 1RDUNITED KINGDOM- Phone
- +4401403214200
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Islamic Mortgage Advice
For Customer, Home purchase plans
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Islamic Mortgage Arranging
For Customer, Home purchase plans
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Life Policy, Warrant, Government and public security, Personal pension scheme, Debenture, Share, Unit, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Credit Brokering
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Stockbroking
For Professional, Retail (Investment), Structured Deposits, Warrant, Government and public security, Personal pension scheme, Debenture, Share, Unit, Rights to or interests in investments (Contractually Based Investments), Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Consumer Loans
Show 1 limitation Hide limitations
- · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums.
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Loan Servicing
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Islamic Mortgage Setup
For Customer, Home purchase plans
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Retail (Investment), Structured Deposits, Life Policy, Government and public security, Personal pension scheme, Share, Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Warrant, Certificates representing certain security, Debenture
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Richard Mark Betts
IRN RMB00077
- (1647)CF1 Director (AR) (15 Jun 2006 to 15 Mar 2013)
- (1645)CF21 Investment Adviser (23 Apr 2003 to 12 Sep 2005)
- (1646)CF4 Partner (AR) (23 Apr 2003 to 1 Apr 2004)
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Richard Matthew Fillingham
IRN RMF00021
- (108)[FCA CF] Client dealing (since 9 Jul 2021)
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Richard Nigel Craig Higenbottam
IRN RNH01054
- (1018)CF30 Customer (24 Jul 2023 to 26 Oct 2023)
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Richard Robert Edward Ayling
IRN RRA01018
- (1935)CF30 Customer (2 Jan 2008 to 11 Dec 2009)
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Richard Simon Dangar
IRN RSD00007
- (2293)CF1 Director (AR) (5 Oct 2004 to 30 Dec 2006)
- (2292)CF21 Investment Adviser (5 Oct 2004 to 30 Dec 2006)
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Richard Sydney Shorthouse
IRN RSS00016
- (770)4. Giving personal recommendations on retail investment products which are not broker funds
- (768)9A. Advising on P2P agreements
- (769)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (772)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- (771)CF30 Customer (since 1 Nov 2007)
- (2468)CF21 Investment Adviser (4 Nov 2003 to 31 Oct 2007)
- (2469)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
- (2467)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Nov 2003)
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Richard Thomas Hill
IRN RTH01041
- (1597)9A. Advising on P2P agreements
- (1598)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (1599)4. Giving personal recommendations on retail investment products which are not broker funds
- (1601)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- (1602)Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- (1600)CF30 Customer (since 28 Jul 2016)
- (1603)CF1 Director (AR) (since 28 Jul 2016)
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Richard Williams
IRN RGW01109
- (1404)CF1 Director (AR) (18 Jun 2012 to 21 Mar 2014)
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Ritesh Rathi
IRN RXR00086
- (1887)Director of firm who is not a certification employee or a SMF manager (since 7 Jan 2021)
- (1888)CF1 Director (AR) (since 6 Jan 2021)
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Robert Andrew Corbett
IRN RAC00015
- (1486)CF1 Director (AR) (29 Mar 2004 to 17 Apr 2006)
- (1485)CF21 Investment Adviser (29 Mar 2004 to 17 Apr 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Brackenbury (IFA) Limited (no longer appointed)
FRN 176750 · Appointed 1 Jun 2006 · Until 22 Mar 2009
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Simpson Independent Financial Advisors (no longer appointed)
FRN 450610 · Appointed 10 Apr 2006 · Until 20 Nov 2007
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Money Matters 2 U UK Ltd (no longer appointed)
FRN 448886 · Appointed 6 Mar 2006 · Until 11 Nov 2013
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Brian Mellon Financial Ltd (no longer appointed)
FRN 448829 · Appointed 3 Mar 2006 · Until 11 Mar 2022
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Phoenix Associates (Sussex) Ltd (no longer appointed)
FRN 447931 · Appointed 8 Feb 2006 · Until 5 Sep 2007
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Davenport Financial Management Limited (no longer appointed)
FRN 447896 · Appointed 8 Feb 2006 · Until 29 Nov 2007
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (2029)SMF3 Executive Director
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controlled function added: (2028)SMF9 Chair of the Governing Body
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controlled function added: (2027)SMF10 Chair of the Risk Committee
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controlled function added: (2026)CF1 Director (AR)
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controlled function added: (2025)SMF2 Chief Finance
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controlled function added: (2024)SMF3 Executive Director
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controlled function added: (2023)CF1 Director (AR)
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controlled function added: (2022)SMF3 Executive Director
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controlled function added: (2021)CF1 Director (AR)
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controlled function added: (2020)Director of firm who is not a certification employee or a SMF manager