Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The On-Line Partnership Limited
FRN 192638
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF1 Director (AR) (since 28 Jul 2016)
- CF30 Customer (since 28 Jul 2016)
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- Employed By (since 28 Jul 2016)
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- CF30 Customer (1 Nov 2007 to 27 Jul 2016)
- CF22 Investment Adviser (Trainee) (23 Jan 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.