Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Jones Regan Associates Ltd
FRN 1046859
- (4)Employed By (since 9 Feb 2026)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (24 Apr 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (5 Jan 2007 to 25 Apr 2007)
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- (13)Employed By (24 Mar 2015 to 20 Mar 2026)
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- CF1 Director (AR) (5 Oct 2004 to 30 Dec 2006)
- CF21 Investment Adviser (5 Oct 2004 to 30 Dec 2006)
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- Employed By (5 Oct 2004 to 30 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.