Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
On-Line House50-56 North StreetHorshamWest SussexRH12 1RDUNITED KINGDOM- Phone
- +4401403214200
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Complaints Contact
On-Line House50-56 North StreetHorshamWest SussexRH12 1RDUNITED KINGDOM- Phone
- +4401403214200
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Islamic Mortgage Advice
For Customer, Home purchase plans
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Islamic Mortgage Arranging
For Customer, Home purchase plans
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Life Policy, Warrant, Government and public security, Personal pension scheme, Debenture, Share, Unit, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Credit Brokering
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Stockbroking
For Professional, Retail (Investment), Structured Deposits, Warrant, Government and public security, Personal pension scheme, Debenture, Share, Unit, Rights to or interests in investments (Contractually Based Investments), Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Consumer Loans
Show 1 limitation Hide limitations
- · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums.
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Loan Servicing
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Islamic Mortgage Setup
For Customer, Home purchase plans
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Retail (Investment), Structured Deposits, Life Policy, Government and public security, Personal pension scheme, Share, Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Warrant, Certificates representing certain security, Debenture
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Martin John Alpe
IRN MJA01094
- (1954)CF1 Director (AR) (5 Jun 2003 to 10 Jan 2004)
- (1953)CF21 Investment Adviser (10 Jan 2002 to 10 Jan 2004)
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Martin John Beadle
IRN MJB00077
- (1383)Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 4 Aug 2021)
- (1382)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Aug 2021)
- (1384)CF1 Director (AR) (22 May 2019 to 4 Aug 2021)
- (1381)CF30 Customer (22 May 2019 to 4 Aug 2021)
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Martin John Ogram
IRN MJO00023
- (313)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- (315)CF21 Investment Adviser (11 Sep 2007 to 31 Oct 2007)
- (314)CF22 Investment Adviser (Trainee) (11 Feb 2005 to 11 Sep 2007)
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Martin Leslie Smith
IRN MLS00001
- (1756)CF7 Sole Trader (AR) (13 May 2004 to 13 May 2005)
- (1755)CF21 Investment Adviser (13 May 2004 to 13 May 2005)
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Martin Maurice Jones
IRN MMJ00005
- (1922)CF30 Customer (1 Nov 2007 to 30 Dec 2009)
- (1924)CF4 Partner (AR) (12 May 2005 to 30 Dec 2009)
- (1923)CF21 Investment Adviser (29 Jan 2002 to 31 Oct 2007)
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Martin Nelmes
IRN MXN00052
- (1903)14. Managing investments
- (1904)SMF3 Executive Director (since 26 Aug 2022)
- (1906)[FCA CF] Functions requiring qualifications (since 28 Feb 2022)
- (1905)[FCA CF] Client dealing (since 28 Feb 2022)
- (2584)CF1 Director (AR) (8 Sep 2022 to 31 Dec 2024)
- (2583)SMF18 Other Overall Responsibility (11 Mar 2021 to 26 Aug 2022)
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Martin Nickless
IRN MXN00041
- (437)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
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Martin Peter Tickner
IRN MPT00019
- (1120)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2025)
- (1117)CF30 Customer (1 Nov 2007 to 31 Jan 2025)
- (1121)CF1 Director (AR) (8 Feb 2005 to 30 Nov 2007)
- (1118)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- (1119)CF4 Partner (AR) (1 Dec 2001 to 1 Aug 2012)
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Martin Reginald Ware
IRN MXW00105
- (342)CF21 Investment Adviser (29 Aug 2002 to 6 Mar 2007)
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Martin Trevor Wood
IRN MTW00015
- (1847)CF1 Director (AR) (18 Nov 2004 to 8 Dec 2005)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Sapphire Financial Management (no longer appointed)
FRN 163563 · Appointed 8 Sep 2000 · Until 14 Apr 2003
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: Swift Wealth Management
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permission removed: CBTL Effective Date
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permission removed: CBTL Status
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controlled function added: (2036)SMF3 Executive Director
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controlled function added: (2035)SMF16 Compliance Oversight
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controlled function added: (2034)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (2033)CF1 Director (AR)
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controlled function added: (2032)SMF1 Chief Executive
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controlled function added: (2031)Responsible for Insurance Distribution
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controlled function added: (2030)Responsibility for MCD Intermediation