Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
On-Line House50-56 North StreetHorshamWest SussexRH12 1RDUNITED KINGDOM- Phone
- +4401403214200
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Complaints Contact
On-Line House50-56 North StreetHorshamWest SussexRH12 1RDUNITED KINGDOM- Phone
- +4401403214200
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Islamic Mortgage Advice
For Customer, Home purchase plans
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Islamic Mortgage Arranging
For Customer, Home purchase plans
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Life Policy, Warrant, Government and public security, Personal pension scheme, Debenture, Share, Unit, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Credit Brokering
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Stockbroking
For Professional, Retail (Investment), Structured Deposits, Warrant, Government and public security, Personal pension scheme, Debenture, Share, Unit, Rights to or interests in investments (Contractually Based Investments), Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Consumer Loans
Show 1 limitation Hide limitations
- · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums.
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Loan Servicing
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Islamic Mortgage Setup
For Customer, Home purchase plans
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Retail (Investment), Structured Deposits, Life Policy, Government and public security, Personal pension scheme, Share, Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Warrant, Certificates representing certain security, Debenture
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Nina Petrova
IRN NXP00075
- (1356)Appointed representative dealing with clients for which they require qualification (18 Feb 2020 to 31 Dec 2020)
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Noel James Barrett-Morton
IRN NJB00024
- (34)CF1 Director (AR) (5 Jan 2010 to 12 Oct 2012)
- (32)CF30 Customer (1 Nov 2007 to 12 Oct 2012)
- (33)CF22 Investment Adviser (Trainee) (27 Dec 2006 to 31 Oct 2007)
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Noel John Patterson
IRN NJP01160
- (1521)CF30 Customer (8 Feb 2011 to 24 Jul 2012)
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Norman Alexander MacLennan
IRN NAM00010
- (266)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (267)9A. Advising on P2P agreements
- (265)21. Advising or arranging (bringing about) equity release transactions
- (270)4. Giving personal recommendations on retail investment products which are not broker funds
- (269)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (268)7. Giving personal recommendations on long-term care insurance contracts
- (272)CF4 Partner (AR) (since 5 Dec 2021)
- (273)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- (271)CF30 Customer (since 14 Aug 2015)
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Norman Garland McLeod
IRN NGM00011
- (4)CF4 Partner (AR) (since 1 Dec 2021)
- (1026)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Oct 2023)
- (1027)Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 6 Mar 2025)
- (1028)CF1 Director (AR) (11 Dec 2012 to 6 Mar 2025)
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Norman Randolph Reid
IRN NRR00004
- (88)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- (90)CF7 Sole Trader (AR) (1 May 2004 to 31 Jan 2007)
- (89)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- (91)CF4 Partner (AR) (1 Dec 2001 to 1 May 2004)
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Nu-Ya McInnes
IRN NXM01805
- (2021)Appointed representative dealing with clients for which they require qualification (11 Jan 2022 to 28 Dec 2022)
- (2022)[FCA CF] Functions requiring qualifications (11 Jan 2022 to 1 Sep 2022)
- (2020)CF30 Customer (30 Dec 2021 to 28 Dec 2022)
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Oladapo David Asuni
IRN ODA01003
- (488)CF30 Customer (2 Jun 2008 to 2 Oct 2009)
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Oliver Matthew Penn
IRN OMP01006
- (606)CF1 Director (AR) (22 Oct 2007 to 2 Jun 2008)
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Oliver Richard Hood Smyth
IRN ORS01005
- (609)CF1 Director (AR) (30 Jan 2002 to 21 Feb 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Munro & Noble Financial Services Ltd (no longer appointed)
FRN 210650 · Appointed 25 Mar 2002 · Until 6 Oct 2021
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Stirling Financial Solutions & Stirling Mortgage Solutions (no longer appointed)
FRN 210558 · Appointed 20 Mar 2002 · Until 1 Jan 2006
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Sterling Financial Consultancy Ltd (no longer appointed)
FRN 210310 · Appointed 5 Mar 2002 · Until 6 Nov 2012
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Investment Advice Bureau (no longer appointed)
FRN 209932 · Appointed 18 Feb 2002 · Until 21 Apr 2004
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The Independent Consultancy (no longer appointed)
FRN 153049 · Appointed 13 Feb 2002 · Until 27 May 2005
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Payne Sherlock Financial Services Ltd (no longer appointed)
FRN 209850 · Appointed 13 Feb 2002 · Until 19 Feb 2006
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My New Financial Adviser Ltd (no longer appointed)
FRN 209767 · Appointed 11 Feb 2002 · Until 21 Aug 2004
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: Swift Wealth Management
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permission removed: CBTL Effective Date
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permission removed: CBTL Status
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controlled function added: (2036)SMF3 Executive Director
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controlled function added: (2035)SMF16 Compliance Oversight
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controlled function added: (2034)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (2033)CF1 Director (AR)
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controlled function added: (2032)SMF1 Chief Executive
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controlled function added: (2031)Responsible for Insurance Distribution
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controlled function added: (2030)Responsibility for MCD Intermediation