Sterling Financial Consultancy Ltd

FRN: 210310
Companies House: 12276631
Last scraped: 7 hours ago

This firm operates as an appointed representative of New Leaf Distribution Limited. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Garfield House 165-167

High Street

Rayleigh

Essex

SS6 7QA

UNITED KINGDOM

Phone

+4402073331900

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Keith William John Harvey
IRN KWH01039
- (1)Employed By (since 14 Sep 2020)
- (1)Employed By (26 Nov 2013 to 28 Sep 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.