Keith William John Harvey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Leaf Distribution Limited

    FRN 460421

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 22 Sep 2020)
    • [FCA CF] Client dealing (since 14 Sep 2020)
    • CF1 Director (AR) (since 14 Sep 2020)
    • CF30 Customer (since 14 Sep 2020)
    • CF30 Customer (13 Nov 2015 to 8 Dec 2019)
  • Sterling Financial Consultancy Ltd

    FRN 210310

    • (1)Employed By (since 14 Sep 2020)
    • (1)Employed By (26 Nov 2013 to 28 Sep 2015)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (26 Nov 2013 to 28 Sep 2015)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (1 Nov 2007 to 5 Feb 2014)
    • CF7 Sole Trader (AR) (15 Feb 2002 to 31 Jan 2007)
    • CF21 Investment Adviser (15 Feb 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.