Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
On-Line House50-56 North StreetHorshamWest SussexRH12 1RDUNITED KINGDOM- Phone
- +4401403214200
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Complaints Contact
On-Line House50-56 North StreetHorshamWest SussexRH12 1RDUNITED KINGDOM- Phone
- +4401403214200
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Islamic Mortgage Advice
For Customer, Home purchase plans
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Islamic Mortgage Arranging
For Customer, Home purchase plans
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Life Policy, Warrant, Government and public security, Personal pension scheme, Debenture, Share, Unit, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Credit Brokering
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Stockbroking
For Professional, Retail (Investment), Structured Deposits, Warrant, Government and public security, Personal pension scheme, Debenture, Share, Unit, Rights to or interests in investments (Contractually Based Investments), Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Consumer Loans
Show 1 limitation Hide limitations
- · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums.
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Loan Servicing
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Islamic Mortgage Setup
For Customer, Home purchase plans
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Retail (Investment), Structured Deposits, Life Policy, Government and public security, Personal pension scheme, Share, Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Warrant, Certificates representing certain security, Debenture
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Phillip Simpson
IRN PXS01444
- (631)7. Giving personal recommendations on long-term care insurance contracts
- (629)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (633)4. Giving personal recommendations on retail investment products which are not broker funds
- (632)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (630)9A. Advising on P2P agreements
- (628)21. Advising or arranging (bringing about) equity release transactions
- (635)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- (634)CF30 Customer (since 1 Nov 2007)
- (2412)CF21 Investment Adviser (2 Mar 2007 to 31 Oct 2007)
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Phoebe Simmons
IRN PXS00568
- (60)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (61)Appointed representative dealing with clients for which they require qualification (since 15 Sep 2022)
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Pietro Garritano
IRN PXG00074
- (1664)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 May 2022)
- (1665)CF1 Director (AR) (28 May 2010 to 11 Oct 2012)
- (1661)CF30 Customer (1 Nov 2007 to 16 May 2022)
- (1663)CF21 Investment Adviser (1 Jul 2003 to 31 Oct 2007)
- (1662)CF22 Investment Adviser (Trainee) (7 Feb 2003 to 1 Jul 2003)
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Pratheeban Skandalingam
IRN PXS02196
- (1441)Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 3 Jul 2025)
- (1440)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Jul 2025)
- (1439)CF30 Customer (16 May 2014 to 30 Jun 2025)
- (1442)CF1 Director (AR) (16 May 2014 to 30 Jun 2025)
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Rachael Ruocco-Buchanan
IRN RXR00261
- (1294)Appointed representative dealing with clients for which they require qualification (30 Jun 2022 to 31 Jan 2025)
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Rachael Summers
IRN RXS02832
- (1708)Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 11 Jun 2021)
- (1709)CF1 Director (AR) (25 Nov 2019 to 11 Jun 2021)
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Rachel Lucy Williams
IRN RLL00004
- (1815)CF22 Investment Adviser (Trainee) (31 Jan 2005 to 21 Dec 2005)
- (1816)CF21 Investment Adviser (24 May 2002 to 30 Nov 2003)
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Rachel Miles
IRN RXM00449
- (1326)Appointed representative dealing with clients for which they require qualification (18 Feb 2022 to 24 Aug 2022)
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Rachel Woollard
IRN RXW78221
- (1290)Appointed representative dealing with clients for which they require qualification (15 Sep 2021 to 20 Jan 2025)
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Radka Nedeleva Mutafchiyska
IRN RNM01038
- (968)CF1 Director (AR) (5 Jan 2016 to 21 Aug 2018)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Alex Hope Financial Solutions (no longer appointed)
FRN 225257 · Appointed 28 May 2003 · Until 30 Dec 2006
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AP Financial Planning Services Ltd (no longer appointed)
FRN 224869 · Appointed 9 May 2003 · Until 6 Oct 2005
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Key Financial Planning Ltd (no longer appointed)
FRN 224826 · Appointed 7 May 2003 · Until 2 Feb 2007
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Yoo Too Financial Services Ltd (no longer appointed)
FRN 224653 · Appointed 29 Apr 2003 · Until 27 Dec 2012
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Peter Williams (Financial Services) Ltd (no longer appointed)
FRN 153144 · Appointed 29 Apr 2003 · Until 31 Mar 2006
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Gilbey's Financial Services (no longer appointed)
FRN 224242 · Appointed 10 Apr 2003 · Until 28 Feb 2005
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Betts Seelig Partnership (no longer appointed)
FRN 224269 · Appointed 10 Apr 2003 · Until 1 Apr 2004
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: Swift Wealth Management
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permission removed: CBTL Effective Date
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permission removed: CBTL Status
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controlled function added: (2036)SMF3 Executive Director
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controlled function added: (2035)SMF16 Compliance Oversight
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controlled function added: (2034)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (2033)CF1 Director (AR)
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controlled function added: (2032)SMF1 Chief Executive
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controlled function added: (2031)Responsible for Insurance Distribution
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controlled function added: (2030)Responsibility for MCD Intermediation