Rachel Lucy Williams

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (15 Aug 2016 to 1 Jul 2018)
    • CF30 Customer (5 Nov 2014 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
    • CF21 Investment Adviser (18 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Mar 2005 to 18 Nov 2005)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF22 Investment Adviser (Trainee) (31 Jan 2005 to 21 Dec 2005)
    • CF21 Investment Adviser (24 May 2002 to 30 Nov 2003)
  • Sinton Andrews (Mortgages & Financial Services) Limited (no longer approved here)

    FRN 220934

    • (4)Employed By (24 May 2002 to 2 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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