Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 Jun 2025)
    • [FCA CF] Client dealing (since 23 Jun 2025)
  • Crystal Life Limited (no longer approved here)

    FRN 142772

    • Employed By (15 Mar 2021 to 30 Jun 2025)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 3 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Jul 2025)
    • CF30 Customer (16 May 2014 to 30 Jun 2025)
    • CF1 Director (AR) (16 May 2014 to 30 Jun 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (24 Sep 2012 to 19 Feb 2013)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (9 Jan 2012 to 31 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

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