THE LIFE & PENSIONS NETWORK LIMITED

• Principal Place of Business

  35 High St

  Epworth

  North Lincolnshire

  DN9 1EP

  UNITED KINGDOM

  Phone

  +4401427873399

  Web

  https://www.lifeandpensionsnetwork.co.uk

• Complaints Contact

  35 High St

  Epworth

  North Lincolnshire

  DN9 1EP

  UNITED KINGDOM

  Phone

  +4401427873399

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Harold Edward Woolgar

  IRN HEW01012

  • SMF3 Executive Director (9 Dec 2019 to 10 Nov 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 13 Feb 2023)
  • CF1 Director (AR) (30 Dec 2010 to 1 Jun 2014)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• James Stephen Subden

  IRN JXS02306

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 14. Managing investments
  • 17. Administrative functions in relation to managing investments
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 31 Mar 2016)
  • Responsible for Insurance Mediation (31 Mar 2016 to 30 Sep 2018)
  • CF1 Director (31 Mar 2016 to 8 Dec 2019)
  • CF30 Customer (14 May 2008 to 1 Feb 2023)
• Melvyn Stanley Rhoades

  IRN MSR00013

  • CF30 Customer (1 Nov 2007 to 29 Dec 2010)
  • CF21 Investment Adviser (15 Jan 2003 to 31 Oct 2007)
• Richard John Subden

  IRN RJS00066

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 May 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 1 May 2025)
  • CF1 Director (AR) (22 Dec 2010 to 1 Jun 2014)
  • CF30 Customer (1 Nov 2007 to 1 Feb 2023)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Roger Allen Subden

  IRN RAS00049

  • CF30 Customer (1 Nov 2007 to 30 Dec 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• TIMOTHY BAGGALEY

  IRN TXB00159

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jul 2025)

• Harold Woolgar Insurance Services Limited (no longer appointed)

  FRN 206199 · Appointed 21 Jun 2001 · Until 13 Feb 2023

• Richard Subden Insurance Consultants Limited (no longer appointed)

  FRN 200607 · Appointed 2 Oct 2000 · Until 13 Feb 2023

No changes recorded yet.