Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Harold Woolgar Insurance Services Limited
FRN 206199
- (1)Employed By (since 30 Dec 2010)
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- SMF3 Executive Director (9 Dec 2019 to 10 Nov 2021)
- [FCA CF] Significant management (9 Dec 2019 to 13 Feb 2023)
- CF1 Director (AR) (30 Dec 2010 to 1 Jun 2014)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
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- CF28 Systems and controls (1 Nov 2007 to 7 Sep 2012)
- CF29 Significant management (1 Nov 2007 to 17 Sep 2013)
- Responsible for Insurance Mediation (14 Jan 2005 to 7 Sep 2012)
- CF1 Director (14 Jan 2005 to 7 Sep 2012)
- CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
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