James Stephen Subden

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE LIFE & PENSIONS NETWORK LIMITED

    FRN 193086

    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 14. Managing investments
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 31 Mar 2016)
    • Responsible for Insurance Mediation (31 Mar 2016 to 30 Sep 2018)
    • CF1 Director (31 Mar 2016 to 8 Dec 2019)
    • CF30 Customer (14 May 2008 to 1 Feb 2023)
  • Richard Subden Insurance Consultants Limited (no longer approved here)

    FRN 200607

    • (2)Employed By (14 May 2008 to 1 Feb 2023)
  • Harold Woolgar Insurance Services Limited (no longer approved here)

    FRN 206199

    • (1)Employed By (14 May 2008 to 1 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

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