The Harvest Partnership Limited

• Principal Place of Business

  49-51 Homesdale Road

  -

  Bromley

  Kent

  BR2 9LB

  UNITED KINGDOM

  Phone

  +442083130337

  Web

  http://www.harvestpartnership.com

• Complaints Contact

  The Harvest Partnership Ltd

  160 High Street

  Broadstairs

  Kent

  CT10 1JA

  UNITED KINGDOM

  Phone

  +442083130337

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Retail (Investment)

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Quinney

  IRN AXQ00006

  • CF21 Investment Adviser (18 Apr 2002 to 30 Nov 2002)
• Beth Ann Morris

  IRN BAM01043

  • CF2 Non Executive Director (18 Apr 2002 to 8 Dec 2019)
• Bonnie Ann Stevens

  IRN BAS01079

  • CF30 Customer (1 Nov 2007 to 31 Jul 2008)
  • CF21 Investment Adviser (7 Feb 2006 to 31 Oct 2007)
• Dana Moore

  IRN DXM00982

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Client dealing (since 20 Nov 2023)
  • [FCA CF] Functions requiring qualifications (since 20 Nov 2023)
• Daniel Nigel Cornish

  IRN DNC01059

  • CF30 Customer (10 Dec 2014 to 8 Dec 2019)
• Gretchen Petra Nichols

  IRN GPN01025

  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 31 Jul 2025)
  • [FCA CF] Client dealing (1 Jan 2021 to 31 Jul 2025)
  • [FCA CF] Significant management (1 Jan 2021 to 31 Jul 2025)
  • SMF3 Executive Director (9 Dec 2019 to 31 Jul 2025)
  • CF30 Customer (12 Feb 2016 to 8 Dec 2019)
  • CF1 Director (12 Feb 2016 to 8 Dec 2019)
• Ian Keith Woodrow

  IRN IKW01010

  • CF30 Customer (6 Jan 2018 to 8 Dec 2019)
• John Morris

  IRN JRM00004

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Significant management (since 15 Mar 2023)
  • [FCA CF] Functions requiring qualifications (since 15 Mar 2023)
  • [FCA CF] Client dealing (since 1 Apr 2020)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 30 Sep 2016)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (25 Jan 2005 to 30 Sep 2018)
  • CF10 Compliance Oversight (18 Apr 2002 to 8 Dec 2019)
  • CF21 Investment Adviser (18 Apr 2002 to 31 Oct 2007)
  • CF3 Chief Executive (18 Apr 2002 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (18 Apr 2002 to 31 Mar 2009)
  • CF1 Director (18 Apr 2002 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (18 Apr 2002 to 8 Dec 2019)
• Linda Sue Burbridge

  IRN LSB01038

  • CF30 Customer (1 Nov 2007 to 31 Jan 2012)
  • CF22 Investment Adviser (Trainee) (7 Sep 2007 to 31 Oct 2007)
• Luke Harris

  IRN LXH00270

  • [FCA CF] Functions requiring qualifications (7 May 2021 to 11 Oct 2024)
  • [FCA CF] Client dealing (7 May 2021 to 11 Oct 2024)

No changes recorded yet.