John Morris

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Harvest Partnership Limited

    FRN 207708

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Significant management (since 15 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 15 Mar 2023)
    • [FCA CF] Client dealing (since 1 Apr 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 30 Sep 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (25 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (18 Apr 2002 to 31 Mar 2009)
    • CF1 Director (18 Apr 2002 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Apr 2002 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Apr 2002 to 8 Dec 2019)
    • CF21 Investment Adviser (18 Apr 2002 to 31 Oct 2007)
    • CF3 Chief Executive (18 Apr 2002 to 8 Dec 2019)
  • Harvest Partnership Limited (K349) (no longer approved here)

    FRN 182380

    • Employed By (1 Oct 1998 to 16 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

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