Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 28 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 28 Mar 2021)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (30 Oct 2020 to 2 Mar 2021)
  • Alexander House Financial Planning Limited (no longer approved here)

    FRN 791612

    • (14)Employed By (30 Oct 2020 to 2 Mar 2021)
  • The Harvest Partnership Limited (no longer approved here)

    FRN 207708

    • CF30 Customer (10 Dec 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.