The Griffin Insurance Association Limited

Date authorised
1 April 2013
Companies House
02134231
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 King William Street
    London
    EC4R 9AT
    UNITED KINGDOM
    Phone
    +4402074073588
    Web
    https://www.griffin-insurance.co.uk

  • Complaints Contact

    33 King William Street
    London
    City Of London
    EC4R 9AT
    UNITED KINGDOM
    Phone
    +442074152309

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For Eligible Counterparty, Professional, General liability, Legal expenses, Miscellaneous financial loss

  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

  • Issues Insurance

    For Eligible Counterparty, Professional, General liability, Legal expenses, Miscellaneous financial loss

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Duncan Alexander Philpott

    IRN DAP01147

    • CF2 Non Executive Director (13 Jul 2010 to 7 Dec 2010)
  • Duncan McKechnie

    IRN DAM01157

    • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2018)
  • Elita Hunt

    IRN EXH42704

    • [FCA CF] Material risk taker (10 Dec 2018 to 30 Oct 2020)
  • Finlay James Armstrong Smith

    IRN FJS01065

    • Director of firm who is not a certification employee or a SMF manager (since 4 Jul 2023)
  • Frank Fernandez

    IRN FXF01071

    • CF2 Non Executive Director (13 Jul 2005 to 1 Jan 2009)
  • Frank Tattersall Hindle

    IRN FTH01002

    • CF2 Non Executive Director (14 Nov 2002 to 7 Dec 2010)
  • Gary Masters

    IRN GDM01077

    • Director of firm who is not a certification employee or a SMF manager (since 4 Jul 2019)
  • Georgina Ann Rose

    IRN GAR01101

    • SIMF4 Chief Risk Function (20 Apr 2016 to 14 Jul 2017)
  • Graham John McKean

    IRN GJM00063

    • CF2 Non Executive Director (1 Dec 2001 to 1 Oct 2006)
  • Graham Robert Starling Lark

    IRN GRL01047

    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 6 Jul 2017)
    • CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 13 Jul 2006)
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Recent activity

Updates to this firm's record on the FCA register.

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