Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 31 Mar 2021)
    • [FCA CF] CASS oversight function (since 31 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (9 Aug 2017 to 30 Sep 2018)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.