The Griffin Insurance Association Limited

• Principal Place of Business

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +4402074073588

  Web

  https://www.griffin-insurance.co.uk

• Complaints Contact

  33 King William Street

  London

  City Of London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442074152309

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Investment Advice (no pensions)

  For Commercial, Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Non-investment insurance contracts

• Manages Insurance Policies

  For Eligible Counterparty, Professional, General liability, Legal expenses, Miscellaneous financial loss

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Issues Insurance

  For Eligible Counterparty, Professional, General liability, Legal expenses, Miscellaneous financial loss

• Peter Robert Carroll

  IRN PRC01099

  • CF2 Non Executive Director (10 Jul 2002 to 7 Dec 2010)
• Peter Warren Ambler

  IRN PWA01013

  • CF2 Non Executive Director (6 Dec 2007 to 1 Oct 2008)
• Philip Molyneaux

  IRN PXM01805

  • CF2 Non Executive Director (7 Dec 2006 to 7 Dec 2010)
• Philip Peter Clinton Gregory

  IRN PPG01011

  • CF2 Non Executive Director (12 Jul 2007 to 1 Apr 2009)
• Phillippa Jane Smith

  IRN PJS01513

  • SMF16 Compliance Oversight (since 29 Feb 2024)
  • SMF4 Chief Risk (since 23 Mar 2021)
  • [PRA CF] Significant risk taker or Material risk taker (1 Oct 2020 to 23 Mar 2021)
• Rebecca Briony Scarr

  IRN RBS01089

  • Director of firm who is not a certification employee or a SMF manager (since 1 Oct 2024)
• Rhona Margaret Lewry

  IRN RXL27960

  • SMF1 Chief Executive (7 Apr 2021 to 2 Apr 2025)
  • SMF3 Executive Director (22 Apr 2020 to 7 Apr 2021)
• Richard Edwin Cole

  IRN REC01053

  • CF2 Non Executive Director (1 Dec 2001 to 1 Nov 2007)
• Richard John Parkins

  IRN RJP01202

  • CF2 Non Executive Director (13 Jul 2010 to 7 Dec 2010)
• Richard Mark Drummond-Murray

  IRN RMD01053

  • CF2 Non Executive Director (1 Dec 2001 to 31 Dec 2001)

No changes recorded yet.