Date authorised
1 April 2013
Companies House
05458131
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Manor Farm Offices
    Flexford Road
    North Baddesley
    Southampton
    Hampshire
    SO52 9DF
    UNITED KINGDOM
    Phone
    +4402382354344
  • Complaints Contact

    2 Manor Farm Offices
    Flexford Road
    North Baddesley
    Southampton
    Hampshire
    SO52 9DF
    UNITED KINGDOM
    Phone
    +4402382354344

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Personal pension scheme, Stakeholder pension scheme

    Show 1 limitation
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  • Credit Score Services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Graham Lock

    IRN GXL00049

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 30 Nov 2023)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • Ian Richard Chambers

    IRN IRC01045

    • CF30 Customer (1 Jan 2014 to 3 Sep 2018)
  • Jacqueline Neil

    IRN JXN01262

    • Responsible for Insurance Distribution (since 12 Jan 2024)
    • SMF3 Executive Director (since 12 Jan 2024)
    • Responsibility for MCD Intermediation (since 12 Jan 2024)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (10 Jun 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Jun 2013 to 8 Dec 2019)
  • Jazmine Jade Burton

    IRN JXB01138

    • Appointed representative dealing with clients for which they require qualification (15 Aug 2022 to 18 May 2023)
  • Jodie Wiseman

    IRN JXW00560

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 19 Jul 2021)
    • Appointed representative dealing with clients for which they require qualification (since 19 Jul 2021)
  • John Robert Quaif

    IRN JRQ00003

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • CF1 Director (AR) (since 7 Jun 2021)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Mar 2021)
    • CF11 Money Laundering Reporting (14 Nov 2007 to 11 Jun 2013)
    • Responsible for Insurance Mediation (14 Nov 2007 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (3 Jan 2006 to 22 Feb 2006)
    • CF1 Director (3 Jan 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (3 Jan 2006 to 22 Feb 2006)
  • Jonathan Marcus Butler

    IRN JXB00294

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Lee Harris

    IRN LXH00012

    • CF21 Investment Adviser (17 Jan 2006 to 2 Oct 2007)
  • Lloyd Thomas Hallett

    IRN LXH00281

    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 1 Jan 2024)
    • Appointed representative dealing with clients for which they require qualification (since 14 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 14 Jul 2021)
  • Neil Andrews

    IRN NXA00054

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.