Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Choice Financial Solutions Ltd
FRN 416714
- Employed By (since 23 Aug 2024)
- Employed By (7 Dec 2004 to 23 Dec 2005)
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THE CHOICE IFA NETWORK LTD
FRN 440484
- 9A. Advising on P2P agreements
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF1 Director (AR) (since 7 Jun 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- [FCA CF] Significant management (9 Dec 2019 to 30 Mar 2021)
- CF11 Money Laundering Reporting (14 Nov 2007 to 11 Jun 2013)
- Responsible for Insurance Mediation (14 Nov 2007 to 30 Sep 2018)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
- CF1 Director (3 Jan 2006 to 8 Dec 2019)
- CF10 Compliance Oversight (3 Jan 2006 to 22 Feb 2006)
- CF8 Apportionment and Oversight (3 Jan 2006 to 22 Feb 2006)
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Choice Mortgage Solutions Limited
FRN 797698
- Employed By (since 7 Jun 2021)
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- CF30 Customer (27 Dec 2012 to 5 Feb 2013)
- CF21 Investment Adviser (7 Dec 2004 to 23 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.