WEALTHWISE FINANCIAL SERVICES LIMITED

• Principal Place of Business

  Wealthwise Financial Services Ltd, 9A Great Minster Street

  Winchester

  Hampshire

  SO23 9HA

  UNITED KINGDOM

  Phone

  +4401962867711

• Complaints Contact

  9A Great Minster Street

  Winchester

  Hampshire

  SO23 9HA

  UNITED KINGDOM

  Phone

  +4401962867711

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Carolyn Sarah Tandy

  IRN CXT00186

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• John Robert Quaif

  IRN JRQ00003

  • CF30 Customer (27 Dec 2012 to 5 Feb 2013)
  • CF21 Investment Adviser (7 Dec 2004 to 23 Dec 2005)
• Julian Neil Howell

  IRN JNH00008

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 5 Apr 2016)
  • CF30 Customer (30 Jan 2013 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF21 Investment Adviser (23 Aug 2004 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (23 Aug 2004 to 8 Dec 2019)
  • CF10 Compliance Oversight (23 Aug 2004 to 8 Dec 2019)
  • CF1 Director (23 Aug 2004 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (23 Aug 2004 to 31 Mar 2009)

• Jennifer Clare Birkby (no longer appointed)

  FRN 433778 · Appointed 8 Jun 2005 · Until 6 Nov 2008

• Choice Financial Solutions Ltd (no longer appointed)

  FRN 416714 · Appointed 6 Dec 2004 · Until 23 Dec 2005

No changes recorded yet.