Date authorised
7 October 2021
Companies House
12844788
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    77 Cornhill
    London
    EC3V 3QQ
    UNITED KINGDOM
    Phone
    +4402071775555
  • Complaints Contact

    77 Cornhill
    London
    EC3V 3QQ
    UNITED KINGDOM
    Phone
    +4402071775555

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marc Jenkins

    IRN MXJ01803

    • SMF2 Chief Finance (21 Dec 2022 to 11 Apr 2024)
  • Mark John Carawan

    IRN MJC01370

    • SMF12 Chair of the Remuneration Committee (since 9 May 2025)
    • SMF11 Chair of the Audit Committee (since 17 Jan 2023)
    • SMF10 Chair of the Risk Committee (7 Oct 2024 to 9 May 2025)
  • Matthew James Lucas

    IRN MXL00418

    • SMF16 Compliance Oversight (since 4 Aug 2022)
  • Michael Walsh

    IRN MXW00461

    • SMF13 Chair of the Nominations Committee (7 Oct 2021 to 23 Dec 2024)
    • SMF12 Chair of the Remuneration Committee (7 Oct 2021 to 23 Dec 2024)
  • Philip Edward Knight

    IRN PXK00470

    • SMF24 Chief Operations (since 8 Jan 2026)
  • Rebecca Corry

    IRN RXC88067

    • [FCA CF] Significant management (19 Apr 2022 to 2 Sep 2024)
  • Robert Anton Hoeller

    IRN RXH00706

    • [PRA CF] Significant risk taker or Material risk taker (23 Feb 2022 to 2 Mar 2026)
    • [FCA CF] Significant management (23 Feb 2022 to 2 Mar 2026)
    • [FCA CF] Material risk taker (23 Feb 2022 to 2 Mar 2026)
  • Ross McNay

    IRN RXM07316

    • [FCA CF] Significant management (28 Mar 2022 to 12 Jan 2024)
  • Sally-Ann Singer

    IRN SXS01379

    • [PRA CF] Significant risk taker or Material risk taker (30 Oct 2023 to 8 Oct 2024)
    • [FCA CF] Client dealing (30 Oct 2023 to 8 Oct 2024)
    • [FCA CF] Material risk taker (30 Oct 2023 to 8 Oct 2024)
    • [FCA CF] Significant management (30 Oct 2023 to 8 Oct 2024)
  • Sanjit Singh Maker

    IRN SXS01283

    • SMF24 Chief Operations (18 Jul 2023 to 14 Oct 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.